|
"Fourth, rationality was always tempered by the limits of
tradition and custom, and by the fragmentation of the
problems. If limits disappear, if therefore rationality wins too
much, if established authority—whether religious or social -- crumbles,
rationality explodes; it becomes in a certain sense
irrational.
If with this brief analysis of the crisis of modern
rationality as a goal-structuring scheme we revert to our
problems of governability of Western democracies, we can
draw a first set of conclusions. There is no wonder that the
concept of rationality has been put into question. Its own
success was bound to make its contradictions explode. The
cultural and moral breakdown of the late sixties therefore has
expressed something important for the future. Whatever its
vagaries and the dangerous threats it is presenting to the
democratic way of government, it has above all exposed
the
illusions of traditional rationality and may help us learn a
new kind of reasoning where professed values will not be the
only guide for moral action.
The search for a broader kind of rationality, as well as the
search for new kinds of social and organizational games that
can embody it, is the major problem of Western societies.
New social and psychological Utopias, such as the community
drive, the encounter group philosophy, and the
self-government dreams are useful tools for this search as well
as dangerous illusions. Conversely, political reemphasis of
local and regional ties may be as much a conservative "retro"
fashion as a necessary axis for the renewal of governmental
processes....
The communist
parties have emerged more and more as the parties of order, whose
leaders are the only ones able to make people work, and there has always
been a very strong tendency to develop state socialism and public
bureaucracy interference as the easy solution to manage the impossible,
that is, to maintain order in the face of unmanageable conflicts....
The strength of
the present communist parties of Western Europe does not lie, however,
either in their revolutionary appeal or in their electoral capabilities.
They must have enough of them certainly. But their unique superiority is
their organizational one. They are the only institutions left in Western
Europe where authority is not questioned, where a primitive but very
efficient chain of command can manipulate a docile workforce, where
there is a capacity to take hard decisions and adjust quickly, and where
goods can be delivered and delays respected.
Authority may be
heavy-handed in these parties and the close atmosphere they have
maintained over their people has certainly been a brake to their
development. Turnover has always been considerable. But granted these
costs, their machine has remained extraordinarily efficient and its
superiority has tremendously increased when other major institutions
have begun to disintegrate. There is now no other institution in Europe,
not even the state bureaucracies, that can match the communist parties'
capabilities in this domain.
True enough, as
long as the problem of order does not become central, they are out of
the game; but if chaos should develop for a long enough time following a
greater economic depression, they can provide the last solution....
For some of the
Western countries the idea of nationalization, after years of oblivion
and little ideological appeal, has become an issue again. In time of
political chaos and economic depression it may appear as the last
recourse to save employment and to equalize sacrifices. The communist
parties are certainly better trained to administer the resulting
confusion and to restore order to leaderless organizations. They will
win then not because of their appeal but by default because the
communists are the only ones capable of filling the void.
They have
already shown proof of their capabilities. For instance they have shown
remarkable efficiency in administering various cities in Italy and
France; they have helped to restore order in Italian, French, and even
German universities; and they have shown everywhere, even in Britain,
how to influence key trade unions by using minority control devices.
Their potential, therefore, is much higher at that level than it is at
the electoral level or at the revolutionary level. And because of this
potential they can attract experts and professionals of high caliber and
also increase their capabilities on the technical side.
Nevertheless,
the communists do have problems. The most pressing one is the danger of
being contaminated by the general trends of the societies in which they
have to operate, that is, to be unable to prevent the disintegration of
their model of authority. This is why they take such great care to
maintain their revolutionary identity. They have been protected by their
minority ghetto-like status and as long as they can maintain it, their
hard core membership has so deeply internalized their so far successful
practices that they can stand the pressure of the environment for quite
a long time.
They have a difficult game to play, nevertheless. They
must be enough in to be present when high stakes are at
issue, while remaining sufficiently out to maintain their
organizational capacity. Their basic weakness lies in their
difficulty in respecting the freedom-from belief and their
incapacity to accept dualism. Can they govern and control
societies whose core political beliefs are alien to them?
Wouldn't they trigger an extremely strong backlash? It is a
difficult question to answer because these societies are in the
midst of a deep cultural transformation which affects, with
the principles of rationality, the basis of their political
strategy.
Let us just
suggest that if the takeover would be sudden, an anticommunist backlash
would be likely; but if the breakdown would be intensive and profound
but also gradual, the communists coming to power could be very difficult
to question.
-- Michel Crozier,
"Are European Democracies Becoming Ungovernable?
[T]he signs of party decomposition could be
interpreted as presaging not simply a realignment of parties
within an ongoing system but rather a more fundamental
decay and potential dissolution of the party system. In this
respect, it could be argued that the American party system
emerged during the Jacksonian years of the mid-nineteenth
century, that it went through realignments in the 1850s,
1890s, and 1930s, but that it reached its peak in terms of
popular commitment and organizational strength in the last
decades of the nineteenth century, and that since then it has
been going through a slow, but now accelerating, process of
disintegration. To support this proposition, it could be
argued that political parties are a political form peculiarly
suited to the needs of industrial society and that the
movement of the United States into a post-industrial phase
hence means the end of the political party system as we have
known it. If this be the case, a variety of critical issues must
be faced. Is democratic government possible without political
parties? If political participation is not organized by means of
parties, how will it be organized? If parties decline, will not
popular participation also drop significantly? In less
developed countries, the principal alternative to party
government is military government. Do the highly developed
countries have a third alternative?...
Finally, a government which lacks
authority and which is committed to substantial domestic programs will
have little ability, short of a cataclysmic crisis, to impose on its
people the sacrifices which may be necessary to deal with foreign policy
problems and defense. In the early 1970s, as we have seen, spending for
all significant programs connected with the latter purposes was far more
unpopular than spending for any major domestic purpose. The U.S.
government has given up the authority to draft its citizens into the
armed forces and is now committed to providing the monetary incentives
to attract volunteers with a stationary or declining percentage of the
Gross National Product. At the present time, this would appear to pose
no immediate deleterious consequences for national security. The
question necessarily arises, however, of whether in the future, if a new
threat to security should materialize, as it inevitably will at some
point, the government will possess the authority to command the
resources and the sacrifices necessary to meet that threat.
The implications of these
potential consequences of the democratic distemper extend far beyond the
United States. For a quarter-century the United States was the hegemonic
power in a system of world order. The manifestations of the democratic
distemper, however, have already stimulated uncertainty among allies and
could well stimulate adventurism among enemies. If American citizens
don't trust their government, why should friendly foreigners? If
American citizens challenge the authority of American government, why
shouldn't unfriendly governments? The turning inward of American
attention and the decline in the authority of American governing
institutions are closely related, as both cause and effect, to the
relative downturn in American power and influence in world affairs. A
decline in the governability of democracy at home means a decline in the
influence of democracy abroad.....
Al Smith once remarked that "the
only cure for the evils of democracy is more democracy." Our analysis
suggests that applying that cure at the present time could well be
adding fuel to the flames. Instead, some of the problems of governance
in the United States today stem from an excess of democracy—an "excess
of democracy" in much the same sense in which David Donald used the term
to refer to the consequences of the Jacksonian revolution which helped
to precipitate the Civil War. Needed, instead, is a greater degree of
moderation in democracy.
In practice, this moderation has
two major areas of application. First, democracy is only one way of
constituting authority, and it is not necessarily a universally
applicable one. In many situations the claims of expertise, seniority,
experience, and special talents may override the claims of democracy as
a way of constituting authority. During the surge of the 1960s, however,
the democratic principle was extended to many institutions where it can,
in the long run, only frustrate the purposes of those institutions. A
university where teaching appointments are subject to approval by
students may be a more democratic university but it is not likely to be
a better university. In similar fashion, armies in which the commands of
officers have been subject to veto by the collective wisdom of their
subordinates have almost invariably come to disaster on the battlefield.
The arenas where democratic procedures are appropriate are, in short,
limited.
Second, the effective operation of a democratic political system usually
requires some measure of apathy and noninvolvement on the part of some
individuals and groups. In the past, every democratic society has had a
marginal population, of greater or lesser size, which has not actively
participated in politics. In itself, this marginality on the part of
some groups is inherently undemocratic, but it has also been one of the
factors which has enabled democracy to function effectively. Marginal
social groups, as in the case of the blacks, are now becoming full
participants in the political system. Yet the danger of overloading the
political system with demands which extend its functions and undermine
its authority still remains. Less marginality on the part of some groups
thus needs to be replaced by more self-restraint on the part of all
groups.
The Greek philosophers argued that the best practical state would
combine several different principles of government in its constitution.
The Constitution of 1787 was drafted with this insight very much in
mind. Over the years, however, the American political system has emerged
as a distinctive case of extraordinarily democratic institutions joined
to an exclusively democratic value system. Democracy is more of a threat
to itself in the United States than it is in either Europe or Japan
where there still exist residual inheritances of traditional and
aristocratic values. The absence of such values in the United States
produces a lack of balance in society which, in turn, leads to the swing
back and forth between creedal passion and creedal passivity. Political
authority is never strong in the United States, and it is peculiarly
weak during a creedal passion period of intense commitment to democratic
and egalitarian ideals. In the United States, the strength of democracy
poses a problem for the governability of democracy in a way which is not
the case elsewhere.
The vulnerability of democratic
government in the United States thus comes not primarily from external
threats, though such threats are real, nor from internal subversion from
the left or the right, although both possibilities could exist, but
rather from the internal dynamics of democracy itself in a highly
educated, mobilized, and participant society. "Democracy never lasts
long, " John Adams observed. "It soon wastes, exhausts, and murders
itself. There never was a democracy yet that did not commit suicide."
That suicide is more likely to be the product of overindulgence than of
any other cause. A value which is normally good in itself is not
necessarily optimized when it is maximized. We have come to recognize
that there are potentially desirable limits to economic growth. There
are also potentially desirable limits to the indefinite extension of
political democracy. Democracy will have a longer life if it has a more
balanced existence.
-- Samuel P. Huntington, "The United States"
Although it
depends on the definition of governability, in any understanding of
governability as a synthetic capability relating the governing and the
governed, the quality of bureaucracy, as the governing framework or as
an intermediary between the governing and the governed or as an
autonomous third force, has special significance. In this respect, the
Japanese bureaucracy seems to deserve some attention. Historically, the
Japanese bureaucracy was formed after the Prussian model, legacies of
which remain even today in formalistic legalism and alleged neutralism
which does not, however, prevent the high bureaucrats from committing
themselves to partisan stands of the governing party, as representing
the interest of the state. Many high-level bureaucrats, after
retirement, have joined the LDP and, after their successful election,
have become key figures in the governing party. The bureaucrats on duty
are, however, fairly autonomous under the control of administrative
vice-ministers, and the elite bureaucratic corps has a high degree of
esprit de corps, similar to the British Civil Service. During the recent
period of economic growth, mainly in the Ministries of Finance and of
International Trade and Industry, and in the Economic Planning Agency,
technocrats, consisting primarily of economic specialists, have been
gaining power, and in this predominance of technocrats, Japanese
bureaucracy can be compared with the French bureaucracy.
Thus, the capability of Japanese
bureaucracy can be evaluated as rather high. The members of the elite
bureaucratic corps, consisting of those who passed the higher civil
service examination—whose number is still limited to 400 or so annually
in this age of expansion of higher education with 1.5 million university
students, are really elite both in terms of their initial caliber and
the opportunities for training and accumulation of administrative
experience given to them during their careers. This elite bureaucratic
corps of about 10,000 is still prepared today to work twenty-four hours
per day and seven days a week if necessary, because of its privileged
position of good care and faster promotion and the prevailing ethos of
diligence and self-sacrifice in the elite.
-- Joji Watanuki, "Japan"
If ever there was a democratic success story, it was written
by the Trilateral societies during the quarter-century
following World War II. The components of that success
included: generally positive and broad-gauged political
leadership within individual countries and by the United
States for the community of democratic nations; sustained
and, for some countries, spectacular economic growth;
widespread social and economic amelioration, involving a
lessening of class conflict and the assimilation of substantial
portions of the population to middle-class values, attitudes,
and consumption patterns; and successful resistance, on a
collective and individual basis, to the challenges posed
externally by Soviet military might and internally by
communist party strength.
During these years democratic
institutions, mostly of a parliamentary nature, demonstrated
their viability in all the Trilateral societies; liberal,
conservative, social democratic, and Christian democratic
parties competed with each other in regular elections and
shared the responsibilities of government and the
opportunities for opposition; individual citizens and
organized groups participated more actively in the politics
of their societies than they had previously; the rights of the
citizen against the state became more firmly guaranteed and
protected; and new institutions for international collaboration
among democratic societies emerged in Europe for economic
and political purposes, between North America and Europe for
military purposes, and among Europe, North America, and
Japan for economic purposes.
This happy congruence of circumstances for democracy
has come to an end. The challenges which democratic
governments now face are the products of these past
successes as well as of the changes in past trends. The
incorporation of substantial elements of the population into
the middle classes has escalated their expectations and
aspirations, thereby causing a more intense reaction if these
are not met in reality. Broadened political participation has
increased the demands on government. Widespread material
well-being has caused a substantial portion of the population,
particularly among the young and the "intellectual"
professional classes, to adopt new life-styles and new
social-political values. Internationally, confrontation has
given way to detente, with a resultant relaxation of
constraints within societies and of the impetus to collaborate
among societies. There has been a substantial relative decline
in American military and economic power, and a major
absolute decline in American willingness to assume the
burdens of leadership. And most recently, the temporary
slowdown in economic growth has threatened the
expectations created by previous growth, while still leaving
existent the "post-bourgeois" values which it engendered
among the youth and intellectuals....
Quite apart from
the substantive policy issues confronting democratic government, many
specific problems have arisen which seem to be an intrinsic part of the
functioning of democracy itself. The successful operation of democratic
government has given rise to tendencies which impede that functioning.
(1) The pursuit
of the democratic virtues of equality and individualism has led to the
delegitimation of authority generally and the loss of trust in
leadership.
(2) The
democratic expansion of political participation and involvement has
created an "overload" on government and the imbalanced expansion of
governmental activities, exacerbating inflationary tendencies in the
economy.
(3) The
political competition essential to democracy has intensified, leading to
a disaggregation of interests and the decline and fragmentation of
political parties.
(4) The
responsiveness of democratic government to the electorate and to
societal pressures encourages nationalistic parochialism in the way in
which democratic societies conduct their foreign relations.....
For well over
200 years in Western societies, a struggle has been underway to defend
the freedom of the press to investigate, to criticize, to report, and to
publish its findings and opinions against the efforts by government
officials to curb that freedom. Freedom of the press is absolutely
essential to the effective working of democratic government. Like any
freedom, however, it is a freedom which can be abused. Recent years have
seen an immense growth in the scope and power of the media. In many
countries, in addition, either as a result of editorial direction or as
a result of the increasing influence of the journalists vis-a-vis owners
and editors, the press has taken an increasingly critical role towards
government and public officials. In some countries, traditional norms of
"objectivity" and "impartiality" have been brushed aside in favor of
"advocatory journalism." The responsibility of the press should now be
increased to be commensurate with its power; significant measures are
required to restore an appropriate balance between the press, the
government, and other institutions in society.
These recent
changes in the press-government relationship are perhaps most clearly
marked in the United States. The increase in media power is not unlike
the rise of the industrial corporations to national power at the end of
the nineteenth century. Just as the corporations enveloped themselves in
the constitutional protection of the due process clause, the media now
defend themselves in terms of the First Amendment. [i] In both cases,
there obviously are important rights to be protected, but broader
interests of society and government are also at stake. In due course,
beginning with the Interstate Commerce Act and the Sherman Antitrust
Act, [ii] measures had to be taken to regulate the new industrial
centers of power and to define their relations to the rest of society.
Something comparable appears to be now needed with respect to the media.
Specifically, there is a need to insure to the press its right to print
what it wants without prior restraint except in most unusual
circumstances. But there is also the need to assure to the government
the right and the ability to withhold information at the source. In
addition, there is no reason for denying to public officials equal
protection of the laws against libel, and the courts should consider
moving promptly to reinstate the law of libel as a necessary and
appropriate check upon the abuses of power by the press. Journalists
should develop their own standards of professionalism and create
mechanisms, such as press councils, for enforcing those standards on
themselves. The alternative could well be regulation by the
government...
The 1960s saw a
tremendous expansion in higher education throughout the Trilateral
societies....The result of this expansion, however, can be the
overproduction of people with university education in relation to the
jobs available for them, the expenditure of substantial sums of scarce
public monies and the imposition on the lower classes of taxes to pay
for the free public education of the children of the middle and upper
classes. The expansion of higher education can create frustrations and
psychological hardships among university graduates who are unable to
secure the types of jobs to which they believe their education entitles
them, and it can also create frustrations and material hardships for
nongraduates who are unable to secure jobs which were previously open to
them.
In the United
States, some retrenchment in higher education is already underway as a
result of slower growth in enrollments and new ceilings on resources.
What seems needed, however, is to relate educational planning to
economic and political goals. Should a college education be provided
generally because of its contribution to the overall cultural level of
the populace and its possible relation to the constructive discharge of
the responsibilities of citizenship? If this question is answered in the
affirmative, a program is then necessary to lower the job expectations
of those who receive a college education. If the question is answered in
the negative, then higher educational institutions should be induced to
redesign their programs so as to be geared to the patterns of economic
development and future job opportunities.
-- Conclusion |